Home > Insider Trading > Filing (0000950103-16-014473)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
895051	Casi Pharmaceuticals Inc.	CASI	Biological Products, (No Disgnostic Substances) (2836)	581959440

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1663830	Fei Yang	34/F South Tower, Poly International Plz 1 East Pazhoudadao Guangzhou F4 510308	No	No	Yes	No
1663831	Ltd Byte Sparkle	P.o. Box 957 Offshore Incorporations Centre Road Town, Tortola D8 00000	No	No	Yes	No
1663833	Ltd Moon Snow	P.o. Box 957 Offshore Incorporations Centre Road Town, Tortola D8 00000	No	No	Yes	No
1664018	He Xie Ai Qi Investment Management (Beijing) Co., Ltd.	Room 5835, 5/F, Shenchang Building 51 Zhichun Road, Haidian District Beijing F4 100005	No	No	Yes	No
1664019	Partnership) (Limited Center Management Jingran Tianjin	Rm 1704-4920 Kuang Shi Guo Ji Tower A Xiangluowan Business Ctr Free Trade Zone Tianjin F4 00000	No	No	Yes	No
1664022	Jianguang Li	6/F, Tower A, Cofco Plaza 8 Jianguomennei Avenue Beijing F4 100005	No	No	Yes	No
1664025	Suyang Zhang	Rm 1105, Aetna Tower, 107 Zunyi Rd Shanghai F4 200051	No	No	Yes	No
1664036	Dongliang Lin	6/F, Tower A, Cofco Plaza 8 Jianguomennei Avenue Beijing F4 100005	No	No	Yes	No
1664109	Hugo Shong	6/F, Tower A, Cofco Plaza 8 Jianguomennei Avenue Beijing F4 100005	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-06-24	3,753,855	$1.19	8,498,765	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant	Acquisiton	2016-06-24	750,771	$0.03	750,771	$1.69

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,699,753	2016-09-23	2019-09-23	No	4	P	Direct

Footnotes

These securities are directly owned by Sparkle Byte Limited ("Sparkle Byte") and may be deemed to be indirectly beneficially owned by the other reporting persons. Snow Moon Limited ("Snow Moon") holds 100% of the equity interest of Sparkle Byte. Tianjin Jingran Management Center (Limited Partnership) ("Tianjin Jingran") holds 100% of the equity interest of Snow Moon. He Xie Ai Qi Investment Management (Beijing) Co., Ltd. ("He Xie Ai Qi") is the general partner of Tianjin Jingran. Jianguang Li, Dongliang Lin, Fei Yang and Suyang Zhang each holds 25% of the equity interest of He Xie Ai Qi. Jianguang Li, Dongliang Lin and Hugo Shong are the directors of He Xie Ai Qi. The filing of this statement by the reporting persons shall not be deemed an admission that such persons are, for purposes of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement.
The shares of common stock and the warrants were issued in units consisting of one share of common stock and a warrant to purchase 0.2 shares of common stock. The purchase price for one share was $1.190 and the purchase price for a warrant to purchase 0.2 shares of common stock is $0.025.The filing of this statement by the reporting persons shall not be deemed an admission that such persons are, for purposes of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement.