Filing Details
- Accession Number:
- 0001104659-16-130148
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-29 16:47:05
- Reporting Period:
- 2016-06-27
- Filing Date:
- 2016-06-29
- Accepted Time:
- 2016-06-29 16:47:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1453687 | Selecta Biosciences Inc | SELB | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1621636 | Osage University Partners Ii, L.p. | 50 Monument Road, Suite 201 Bala Cynwyd PA 19004 | No | No | Yes | No | |
1677536 | Osage Partners, Llc | 50 Monument Road, Suite 201 Bala Cynwyd PA 19004 | No | No | Yes | No | |
1677537 | Osage University Gp Ii, L.p. | 50 Monument Road, Suite 201 Bala Cynwyd PA 19004 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-27 | 441,628 | $0.00 | 512,543 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2016-06-27 | 350,000 | $14.00 | 862,543 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series E Convertible Preferred Stock | Disposition | 2016-06-27 | 284,900 | $0.00 | 441,628 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- Held by Osage University Partners II, L.P. ("Osage"). Osage Partners, LLC ("Osage Partners") is the general parter of Osage University GP II, LP ("Osage GP"), which is the general partner of Osage. Osage Partners and Osage GP may be deemed to share voting and investment power with respect to all shares held by Osage. Each of the filing persons disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.
- The Series E Convertible Preferred Stock is convertible at any time, at the holder's election and has no expiration date. The Series E Convertible Preferred Stock automatically converted into common stock on an approximately 1-for-1.550115 basis upon the closing of the Issuer's initial public offering.