Filing Details
- Accession Number:
- 0001104659-16-130145
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-29 16:45:50
- Reporting Period:
- 2016-06-27
- Filing Date:
- 2016-06-29
- Accepted Time:
- 2016-06-29 16:45:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1453687 | Selecta Biosciences Inc | SELB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1055624 | A Timothy Springer | 36 Woodman Road Chestnut Hill MA 02467 | Yes | No | No | No | |
1677543 | Tas Partners, Llc | 36 Woodman Road Chestnut Hill MA 02467 | Yes | No | No | No | |
1677554 | Leukon Investments, Lp | 36 Woodman Road Chestnut Hill MA 02467 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-27 | 506,015 | $0.00 | 527,028 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2016-06-27 | 425,874 | $0.00 | 445,576 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2016-06-27 | 710,000 | $14.00 | 1,237,028 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred Stock | Disposition | 2016-06-27 | 157,864 | $0.00 | 157,864 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2016-06-27 | 157,864 | $0.00 | 157,864 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2016-06-27 | 153,742 | $0.00 | 153,742 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2016-06-27 | 93,954 | $0.00 | 93,954 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2016-06-27 | 63,547 | $0.00 | 63,547 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2016-06-27 | 51,355 | $0.00 | 51,355 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2016-06-27 | 84,421 | $0.00 | 130,862 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2016-06-27 | 79,156 | $0.00 | 122,701 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Held by Leukon Investments LP ("Leukon").
- Held by TAS Partners, LLC ("TAS").
- The preferred stock is convertible at any time, at the holder's election and has no expiration date. The preferred stock automatically converted into common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering.
- The Series E Convertible Preferred Stock is convertible at any time, at the holder's election and has no expiration date. The Series E Convertible Preferred Stock automatically converted into common stock on an approximately 1-for-1.550115 basis upon the closing of the Issuer's initial public offering.
- LKST, Inc. is the general partner of Leukon. Timothy Springer is the president of LKST, Inc. and the managing member of TAS. Each of the reporting persons disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.