Filing Details
- Accession Number:
- 0001420811-16-000191
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-29 16:44:59
- Reporting Period:
- 2016-06-28
- Filing Date:
- 2016-06-29
- Accepted Time:
- 2016-06-29 16:44:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1420811 | On Deck Capital Inc. | ONDK | Finance Services (6199) | 421709682 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1627468 | Howard Katzenberg | C/O On Deck Capital, Inc. 1400 Broadway, 25Th Floor New York NY 10018 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-06-28 | 24,000 | $4.92 | 412,396 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,034 | Indirect | See footnote |
Common Stock | 25,000 | Indirect | See footnote |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 28, 2015.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.79 to $5.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- The reported shares are held directly by The Howard Katzenberg 2014 Grantor Annuity Trust dated December 7, 2014 for which the Reporting Person serves as trustee.
- The reported shares are held directly by The Howard Katzenberg 2014 Dynasty Trust dated December 7, 2014 for which the Reporting Person's spouse serves as a trustee.