Filing Details
- Accession Number:
- 0001104659-16-130143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-29 16:44:51
- Reporting Period:
- 2016-06-27
- Filing Date:
- 2016-06-29
- Accepted Time:
- 2016-06-29 16:44:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1453687 | Selecta Biosciences Inc | SELB | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1439586 | Polaris Venture Partners Special Founders' Fund V, L.p. | One Marina Park Drive, 10Th Fl. Boston MA 02210 | No | No | Yes | No | |
1439587 | Polaris Venture Partners Entrepreneurs' Fund V, L.p. | One Marina Park Drive, 10Th Fl. Boston MA 02210 | No | No | Yes | No | |
1439588 | Polaris Venture Partners Founders' Fund V, L.p. | One Marina Park Drive, 10Th Fl. Boston MA 02210 | No | No | Yes | No | |
1439589 | Polaris Venture Management Co. V, L.l.c. | One Marina Park Drive, 10Th Fl. Boston MA 02210 | No | No | Yes | No | |
1439590 | Polaris Venture Partners V, L.p. | One Marina Park Drive, 10Th Fl. Boston MA 02210 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-27 | 32,207 | $0.00 | 32,972 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2016-06-27 | 11,318 | $0.00 | 11,586 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2016-06-27 | 16,524 | $0.00 | 16,916 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2016-06-27 | 1,652,646 | $0.00 | 1,691,963 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2016-06-27 | 2,821 | $14.00 | 35,793 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2016-06-27 | 991 | $14.00 | 12,577 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2016-06-27 | 1,448 | $14.00 | 18,364 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2016-06-27 | 144,740 | $14.00 | 1,836,703 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2016-06-27 | 6,494 | $0.00 | 6,494 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2016-06-27 | 2,282 | $0.00 | 2,282 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2016-06-27 | 3,332 | $0.00 | 3,332 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2016-06-27 | 333,207 | $0.00 | 333,207 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2016-06-27 | 11,875 | $0.00 | 11,875 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2016-06-27 | 4,174 | $0.00 | 4,174 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2016-06-27 | 6,093 | $0.00 | 6,093 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2016-06-27 | 609,316 | $0.00 | 609,316 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2016-06-27 | 4,420 | $0.00 | 4,420 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2016-06-27 | 1,553 | $0.00 | 1,553 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2016-06-27 | 2,267 | $0.00 | 2,267 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2016-06-27 | 226,801 | $0.00 | 226,801 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2016-06-27 | 4,647 | $0.00 | 4,647 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2016-06-27 | 1,632 | $0.00 | 1,632 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2016-06-27 | 2,384 | $0.00 | 2,384 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2016-06-27 | 238,470 | $0.00 | 238,470 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2016-06-27 | 3,078 | $0.00 | 4,771 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2016-06-27 | 1,082 | $0.00 | 1,677 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2016-06-27 | 1,579 | $0.00 | 2,448 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2016-06-27 | 157,957 | $0.00 | 244,852 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The reportable securities are owned directly by Polaris Venture Partners Entrepreneurs' Fund V, L.P. ("PVPE V"). Polaris Venture Management Co. V, L.L.C. ("PVM V") is the general partner of PVPE V. PVM V disclaims beneficial ownership of these securities and this report shall not be deemed an admission that PVM V is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
- Each of Jonathan A. Flint ("Flint") and Terrance G. McGuire ("McGuire") are the managing members of PVM V. Amir Nashat ("Nashat"), who is a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint, McGuire and Nashat, in their respective capacities with regard to PVM V, may be deemed to have shared voting and dispositive power of the shares held by PVPE V. Each of Flint, McGuire and Nashat disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein.
- The reportable securities are owned directly by Polaris Venture Partners Founders' Fund V, L.P. ("PVPFF V"). PVM V is the general partner of PVPFF V. PVM V disclaims beneficial ownership of these securities and this report shall not be deemed an admission that PVM V is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
- Each of Flint and McGuire are the managing members of PVM V. Nashat, who is a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint, McGuire and Nashat, in their respective capacities with regard to PVM V, may be deemed to have shared voting and dispositive power of the shares held by PVPFF V. Each of Flint, McGuire and Nashat disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein.
- The reportable securities are owned directly by Polaris Venture Partners Special Founders' Fund V, L.P. ("PVPSFF V"). PVM V is the general partner of PVPSFF V. PVM V disclaims beneficial ownership of these securities and this report shall not be deemed an admission that PVM V is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
- Each of Flint and McGuire are the managing members of PVM V. Nashat, who is a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint, McGuire and Nashat, in their respective capacities with regard to PVM V, may be deemed to have shared voting and dispositive power of the shares held by PVPSFF V. Each of Flint, McGuire and Nashat disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein.
- The reportable securities are owned directly by Polaris Venture Partners V, L.P. ("PVP V"). PVM V is the general partner of PVP V. PVM V disclaims beneficial ownership of these securities and this report shall not be deemed an admission that PVM V is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
- Each of Flint and McGuire are the managing members of PVM V. Nashat, who is a member of the Issuer's Board of Directors, is a member of PVM V. Each of Flint, McGuire and Nashat, in their respective capacities with regard to PVM V, may be deemed to have shared voting and dispositive power of the shares held by PVP V. Each of Flint, McGuire and Nashat disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their pecuniary interest therein.
- The preferred stock is convertible at any time, at the holder's election and has no expiration date. The preferred stock automatically converted into common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering.
- The Series E Convertible Preferred Stock is convertible at any time, at the holder's election and has no expiration date. The Series E Convertible Preferred Stock automatically converted into common stock on an approximately 1-for-1.550115 basis upon the closing of the Issuer's initial public offering.