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Home > Insider Trading > Filing (0001437749-16-034502)

Filing Details

Accession Number:: 0001437749-16-034502
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-06-28 12:21:05
Reporting Period:: 2016-06-24

Filing Date:: 2016-06-28
Accepted Time:: 2016-06-28 12:21:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1029125	Sun Biopharma Inc.	SNBP	Pharmaceutical Preparations (2834)	870543922

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1652797	W. Paul Schaffer	712 Vista Blvd #305 Waconia MN 55387		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-06-24	100,000	$0.00	189,092	No	4	P	Indirect	By Paul W. Shaffer Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Paul W. Shaffer Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant (right to buy)	Acquisiton	2016-06-24	50,000	$0.00	50,000	$1.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
50,000	2016-06-24	2021-06-24	No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	894,204	Direct

Footnotes

Reported securities purchased as one share of common stock and one warrant to purchase one-half share of common stock for a combined price of $1.00 per "unit."