Filing Details
- Accession Number:
- 0001209191-16-129812
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-28 11:01:45
- Reporting Period:
- 2016-06-24
- Filing Date:
- 2016-06-28
- Accepted Time:
- 2016-06-28 11:01:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-06-24 | 700 | $5.20 | 3,538,571 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-24 | 400 | $5.42 | 3,538,971 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-24 | 290 | $5.39 | 3,539,261 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-24 | 200 | $5.19 | 3,539,461 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-24 | 200 | $5.36 | 3,539,661 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-24 | 200 | $5.40 | 3,539,861 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-24 | 100 | $5.17 | 3,539,961 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-24 | 200 | $5.31 | 3,540,161 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-24 | 100 | $5.33 | 3,540,261 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-24 | 80 | $5.23 | 3,540,341 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-24 | 20 | $5.21 | 3,540,361 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-24 | 10 | $5.35 | 3,540,371 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-27 | 1,000 | $5.32 | 3,541,371 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-27 | 500 | $5.19 | 3,541,871 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-27 | 300 | $5.21 | 3,542,171 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-27 | 300 | $5.29 | 3,542,471 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-27 | 200 | $5.08 | 3,542,671 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-27 | 100 | $5.17 | 3,542,771 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-27 | 100 | $5.20 | 3,542,871 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
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Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
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