Filing Details
- Accession Number:
- 0001140361-16-070921
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-27 18:24:29
- Reporting Period:
- 2016-06-23
- Filing Date:
- 2016-06-27
- Accepted Time:
- 2016-06-27 18:24:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1145255 | Hennessy Advisors Inc | HNNA | Investment Advice (6282) | 680176227 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1165096 | B Daniel Steadman | 7250 Redwood Blvd., Suite 200 Novato CA 94945 | Executive Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-06-23 | 954 | $35.00 | 48,197 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-06-23 | 200 | $36.00 | 47,997 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The reporting person sold the shares for diversification purposes.