Filing Details
- Accession Number:
- 0001209191-16-129613
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-24 19:49:27
- Reporting Period:
- 2016-06-22
- Filing Date:
- 2016-06-24
- Accepted Time:
- 2016-06-24 19:49:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1009829 | Jakks Pacific Inc | JAKK | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 954527222 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189020 | Patrick Soon-Shiong | 9922 Jefferson Boulevard Culver City CA 90232 | No | No | Yes | No | |
| 1560407 | California Capital Z, Llc | 9922 Jefferson Boulevard Culver City CA 90232 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-06-22 | 11,682 | $7.73 | 2,748,847 | No | 4 | S | Indirect | Through California Capital Z |
| Common Stock | Disposition | 2016-06-23 | 20,517 | $7.91 | 2,728,330 | No | 4 | S | Indirect | Through California Capital Z |
| Common Stock | Disposition | 2016-06-24 | 4,986 | $7.81 | 2,723,344 | No | 4 | S | Indirect | Through California Capital Z |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Through California Capital Z |
| No | 4 | S | Indirect | Through California Capital Z |
| No | 4 | S | Indirect | Through California Capital Z |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 239,622 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | $16.28 | 2012-09-12 | 2017-09-12 | 1,500,000 | 1,500,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-09-12 | 1,500,000 | 1,500,000 | Indirect |
Footnotes
- These shares of common stock were sold on the open market. The price reported in Column 4 is a weighted average price per share. These shares were sold in multiple transactions at prices ranging from $7.700 to $7.790, inclusive. Each of Dr. Patrick Soon-Shiong and California Capital Z, LLC ("California Capital Z") undertakes to provide to JAKKS Pacific, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.
- Dr. Patrick Soon-Shiong is the sole member of California Capital Z.
- These shares of common stock were sold on the open market. The price reported in Column 4 is a weighted average price per share. These shares were sold in multiple transactions at prices ranging from $7.830 to $7.950, inclusive. Each of Dr. Patrick Soon-Shiong and California Capital Z undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.
- These shares of common stock were sold on the open market. The price reported in Column 4 is a weighted average price per share. These shares were sold in multiple transactions at prices ranging from $7.800 to $7.820, inclusive. Each of Dr. Patrick Soon-Shiong and California Capital Z undertakes to provide to the Company, any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which these shares were sold.
- California Capital Equity, LLC is the sole member of NantWorks LLC. Dr. Patrick Soon-Shiong is the sole member of California Capital Equity, LLC.
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