Filing Details
- Accession Number:
- 0000947871-16-001293
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-24 06:56:52
- Reporting Period:
- 2016-06-22
- Filing Date:
- 2016-06-24
- Accepted Time:
- 2016-06-24 06:56:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
704051 | Legg Mason Inc. | LM | Investment Advice (6282) | 521200960 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1318400 | Ltd Media Shanda | 8 Stevens Road Singapore U0 257819 | No | No | Yes | No | |
1633666 | Premium Lead Co Ltd. | 8 Stevens Road Singapore U0 257819 | No | No | Yes | No | |
1633667 | Shanda Technology Overseas Capital Co. | 8 Stevens Road Singapore U0 257819 | No | No | Yes | No | |
1672562 | Ltd Investment Payment Shanda | 8 Stevens Road Singapore U0 257819 | No | No | Yes | No | |
1677229 | Qiao Tian Chen | 8 Stevens Road Singapore U0 257819 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-06-22 | 16,000 | $32.11 | 10,510,153 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Footnotes
- The securities disclosed in this Form 4 are directly held by Shanda Payment Investment Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Premium Lead Company Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Payment Investment Limited. Therefore each of Mr. Tianqiao Chen, Shanda Media Limited, Premium Lead Company Limited, Shanda Technology Overseas Capital Company Limited and Shanda Payment Investment Limited may be deemed to be the beneficial owners of such securities.