Filing Details
- Accession Number:
- 0001370637-16-000083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-22 16:10:20
- Reporting Period:
- 2016-06-20
- Filing Date:
- 2016-06-22
- Accepted Time:
- 2016-06-22 16:10:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1370637 | Etsy Inc | ETSY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1652593 | John Allspaw | C/O Etsy, Inc. 117 Adams Street Brooklyn NY 11201 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-06-20 | 12,500 | $0.86 | 14,729 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-06-20 | 166,828 | $0.93 | 181,557 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-06-20 | 179,328 | $10.00 | 2,229 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-06-21 | 26,984 | $0.93 | 29,213 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-06-21 | 26,984 | $10.00 | 2,229 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2016-06-20 | 12,500 | $0.00 | 12,500 | $0.86 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2016-06-20 | 166,828 | $0.00 | 166,828 | $0.93 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2016-06-21 | 26,984 | $0.00 | 26,984 | $0.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-07-29 | No | 4 | M | Direct | |
| 26,984 | 2020-02-02 | No | 4 | M | Direct | |
| 0 | 2020-02-02 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan.
- 25% of the stock option became exercisable on July 30, 2010, with the remainder exercisable in 36 equal monthly installments thereafter.
- 25% of the stock option became exercisable on January 25, 2011, with the remainder exercisable in 36 equal monthly installments thereafter.
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