Filing Details
- Accession Number:
- 0001415889-16-006308
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-22 15:11:38
- Reporting Period:
- 2016-06-20
- Filing Date:
- 2016-06-22
- Accepted Time:
- 2016-06-22 15:11:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1172298 | Petro River Oil Corp. | PTRC | Crude Petroleum & Natural Gas (1311) | 980611188 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1558913 | Scot Cohen | 20 East 20Th Street No. 6 New York NY 10003 | Executive Chairman | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-20 | 1,379,246 | $0.00 | 1,841,787 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 305,431 | Indirect | By ICO Liquidating Trust |
Common Stock | 36,813 | Indirect | By Structure Oil Corp. |
Common Stock | 34,702 | Indirect | By the Scot Jason Cohen Foundation |
Footnotes
- The shares were acquired by the Reporting Person as a result of the distribution of such shares by Horizon Investments, LLC ("Horizon") to its members. Horizon acquired the shares under the terms of an agreement by and between the Issuer and Horizon, pursuant to which the Issuer acquired 100% of the membership interests in Horizon for and in consideration for the issuance to Horizon of 11,564,250 shares of the Issuer's common stock.
- The Reporting Person is a managing member of ICO Liquidating Trust.
- The Reporting Person is a managing member Structure Oil Corp.
- The Reporting Person is a director of the Scot Jason Cohen Foundation.