Filing Details

Accession Number:
0001209191-16-129160
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-22 11:57:12
Reporting Period:
2016-06-20
Filing Date:
2016-06-22
Accepted Time:
2016-06-22 11:57:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Financial Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-06-20 2,500 $5.09 3,531,971 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-21 2,200 $5.07 3,534,171 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-21 300 $5.05 3,534,471 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.