Filing Details
- Accession Number:
- 0001225033-16-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-21 18:00:46
- Reporting Period:
- 2016-06-17
- Filing Date:
- 2016-06-21
- Accepted Time:
- 2016-06-21 18:00:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
883902 | Nci Building Systems Inc | NCS | Prefabricated Metal Buildings & Components (3448) | 760127701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205070 | C Norman Chambers | 10943 North Sam Houston Parkway West Houston TX 77064 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Acquisiton | 2016-06-17 | 74,046 | $8.85 | 787,664 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2016-06-17 | 74,046 | $15.95 | 713,618 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2016-06-20 | 154,158 | $8.85 | 867,776 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2016-06-20 | 154,158 | $16.12 | 713,618 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2016-06-21 | 132,078 | $8.85 | 845,696 | No | 4 | M | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2016-06-21 | 132,078 | $15.92 | 713,618 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Options to Purchase Common Stock | Disposition | 2016-06-17 | 74,046 | $0.00 | 74,046 | $8.85 |
Common Stock, $0.01 Par Value | Options to Purchase Common Stock | Disposition | 2016-06-20 | 154,158 | $0.00 | 154,158 | $8.85 |
Common Stock, $0.01 Par Value | Options to Purchase Common Stock | Disposition | 2016-06-21 | 132,078 | $0.00 | 132,078 | $8.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
535,091 | 2019-12-15 | No | 4 | M | Direct | |
380,933 | 2019-12-15 | No | 4 | M | Direct | |
248,855 | 2019-12-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value | 23,436 | Indirect | NCI 401(k) Plan |
Footnotes
- The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2016.
- Represents the weighted average selling price sold within the range of $15.84 and $16.16. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average selling price sold within the range of $15.96 and $16.29. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average selling price sold within the range of $15.75 and $16.03. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Holdings calculated as of June 20, 2016.
- The options vested in four equal installments on Dec. 15, 2010, 2011, 2012 and 2013.