Filing Details
- Accession Number:
- 0001437749-16-034195
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-21 17:52:06
- Reporting Period:
- 2016-06-17
- Filing Date:
- 2016-06-21
- Accepted Time:
- 2016-06-21 17:52:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
879682 | Viveve Medical Inc. | VIVE | Electromedical & Electrotherapeutic Apparatus (3845) | 043153858 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1270925 | P Timothy Lynch | P.o. Box 250 Bend OR 97709 | No | No | Yes | No | |
1370042 | Stonepine Capital, L.p. | P.o. Box 250 Bend OR 97709 | No | No | Yes | No | |
1440771 | Stonepine Capital Management, Llc | P.o. Box 250 Bend OR 97709 | No | No | Yes | No | |
1462580 | M Jon Plexico | P.o. Box 250 Bend OR 97709 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-17 | 300,000 | $5.00 | 2,599,711 | No | 4 | P | Indirect | See |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See |
Footnotes
- Stonepine Capital, L.P. (the "Fund") purchased these shares in connection with the closing of a public offering of the Issuer's common stock (the "Offering") at the Offering price of $5.00 per share. The shares are subject to a lock-up provision for a period of 90 days following June 14, 2016, as required under a lock-up agreement with the underwriters of the Offering.
- On April 15, 2016, the Issuer effected a 1-for-8 reverse stock split of its common stock (the "Split"), which began trading on a post-Split basis on April 18, 2016. The amount reported in Column 5 represents securities beneficially owned on a post-Split basis.
- The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), the Fund, Jon M. Plexico and Timothy P. Lynch. The General Partner is the general partner and investment adviser of the Fund. Mr. Plexico and Mr. Lynch are the General Partner's managers and control persons. These securities are held directly by the Fund for the benefit of its investors and are indirectly beneficially owned by the General Partner and Mr. Plexico and Mr. Lynch as the General Partner's control persons. Each Filer disclaims beneficial ownership of these securities except to the extent of that Filer's pecuniary interest therein.