Filing Details

Accession Number:
0001437749-16-034194
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-21 17:51:58
Reporting Period:
2016-06-17
Filing Date:
2016-06-21
Accepted Time:
2016-06-21 17:51:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
879682 Viveve Medical Inc. VIVE Electromedical & Electrotherapeutic Apparatus (3845) 043153858
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1493500 Scott Durbin
150 Commercial Street
Sunnyvale CA 94086
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-17 1,500 $5.00 6,568 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The reporting person purchased these shares in connection with the closing of a public offering of the Issuer's common stock (the "Offering") at the Offering price of $5.00 per share. The shares are subject to a lock-up provision for a period of 90 days following June 14, 2016, as required under a lock-up agreement with the underwriters of the Offering.
  2. On April 15, 2016, the Issuer effected a 1-for-8 reverse stock split of its common stock (the "Split"), which began trading on a post-Split basis on April 18, 2016. The amount reported in Column 5 represents securities beneficially owned on a post-Split basis.