Filing Details
- Accession Number:
- 0001088825-16-000333
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-21 17:38:33
- Reporting Period:
- 2016-06-21
- Filing Date:
- 2016-06-21
- Accepted Time:
- 2016-06-21 17:38:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1264973 | S Thomas Rogers | 2160 Gold Street Alviso CA 95002 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-21 | 384,640 | $6.51 | 2,960,299 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-06-21 | 319,600 | $10.17 | 2,640,699 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-06-21 | 384,640 | $6.51 | 384,640 | $6.51 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-07-17 | 2016-07-17 | No | 4 | M | Direct |
Footnotes
- The reporting person sold these shares to cover the exercise price, taxes and fees associated with exercising the option.
- Weighted Average Sales Price - Actual sale prices range from $10.11 - $10.20. The reporting person will provide the SEC staff, the company or a security holder of the company the relevant information regarding sales at each respective price within the range.