Filing Details

Accession Number:
0001562180-16-002674
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-21 16:25:01
Reporting Period:
2016-06-20
Filing Date:
2016-06-21
Accepted Time:
2016-06-21 16:25:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1192448 Glaukos Corp GKOS Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1644557 William Thomas Burns C/O Glaukos Corporation
20651 Merit Circle, Suite 103
Laguna Hills CA 92653
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-06-20 7,997 $30.00 512,254 No 4 S Indirect Through the Burns Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Through the Burns Family Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,388 Direct
Common Stock 238,107 Indirect Through the Burns Annuity Trust
Common Stock 120,000 Indirect Through the Burns Charitable Remainder Trust
Common Stock 100,000 Indirect Through the Janet M. Burns Irrevocable Trust
Common Stock 100,000 Indirect Through the Thomas W. Burns Irrevocable Trust
Footnotes
  1. These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
  2. This transaction was executed in multiple trades at prices ranging from $30.00 to $30.01. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.