Filing Details
- Accession Number:
- 0001209191-16-128849
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-20 17:27:15
- Reporting Period:
- 2016-06-16
- Filing Date:
- 2016-06-20
- Accepted Time:
- 2016-06-20 17:27:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880807 | American Superconductor Corp | AMSC | Motors & Generators (3621) | 042959321 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195842 | A David Henry | C/O American Superconductor 64 Jackson Road Devens MA 01434 | Evp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-06-16 | 2,325 | $8.18 | 0 | No | 4 | S | Indirect | 401(k) Plan |
| Common Stock | Disposition | 2016-06-20 | 10,900 | $8.42 | 62,806 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | 401(k) Plan |
| No | 4 | S | Direct |
Footnotes
- Mr. Henry sold his 401(k) shares for estate planning purposes.
- The sales reported on this Form 4 were effected for estate planning purposes pursuant to a Rule 10b5-1 Plan.
- The disposition transaction was executed in muliple trades at prices ranging from $8.240-$8.610. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- Following all the transactions reported on this Form 4, the reporting person hold 62,806 shares directly.
Billionaire Hedge Funds
