Filing Details
- Accession Number:
- 0001209191-16-128832
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-20 17:08:44
- Reporting Period:
- 2016-06-17
- Filing Date:
- 2016-06-20
- Accepted Time:
- 2016-06-20 17:08:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 879682 | Viveve Medical Inc. | VIVMF | Electromedical & Electrotherapeutic Apparatus (3845) | 043153858 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198325 | Daniel Janney | C/O Alta Bioequities, One Embarcadero Center, Suite 3700 San Francisco CA 94111 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-06-17 | 200,000 | $5.00 | 881,954 | No | 4 | P | Indirect | See Footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnotes |
Footnotes
- The amount of securities beneficially owned following the reported transaction takes into consideration the one for eight reverse stock split which was effected by the Issuer on April 15, 2016.
- Directly beneficially owned by Alta Bioequities, L.P.
- Alta Bioequities Management, LLC is the general partner of Alta Bioequities, L.P. and may be deemed to have sole voting and investment power over the shares beneficially owned by Alta Bioequities, L.P. Daniel Janney is the Managing Director of Alta Bioequities Management, LLC. Mr. Janney disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
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