Filing Details

Accession Number:
0001104659-16-128315
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-20 16:13:59
Reporting Period:
2016-06-16
Filing Date:
2016-06-20
Accepted Time:
2016-06-20 16:13:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1549922 Summit Midstream Partners Lp SMLP () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1456360 Energy Capital Partners Ii, Lp 51 John F. Kennedy Parkway
Suite 1250
Short Hills NJ 07078
No No Yes No
1456364 Energy Capital Partners Ii-A, Lp 51 John F. Kennedy Parkway
Suite 1250
Short Hills NJ 07078
No No Yes No
1532708 Energy Capital Partners Ii (Summit Co-Invest), Lp 51 John F. Kennedy Parkway
Suite 1250
Short Hills NJ 07078
No No Yes No
1558915 Energy Capital Partners Ii, Llc 51 John F. Kennedy Parkway
Suite 1250
Short Hills NJ 07078
Yes No Yes No
1558920 Energy Capital Partners Ii-B Ip, Lp 51 John F. Kennedy Parkway
Suite 1250
Short Hills NJ 07078
No No Yes No
1558930 Energy Capital Partners Ii-C (Summit Ip), Lp 51 John F. Kennedy Parkway
Suite 1250
Short Hills NJ 07078
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Units (Limited Partner Interests) Acquisiton 2016-06-16 8,590 $20.90 5,915,827 No 4 P Indirect BY: SMLP HOLDINGS, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect BY: SMLP HOLDINGS, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Units (Limited Partner Interests) 29,703,421 Indirect BY: SUMMIT MIDSTREAM PARTNERS HOLDINGS, LLC
Common Units (Limited Partner Interests) 151,160 Indirect BY: SUMMIT MIDSTREAM PARTNERS, LLC
Footnotes
  1. Units were purchased pursuant to a 10b5-1 plan entered into on December 15, 2015.
  2. The price reported in Column 4 is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of common units purchased at each separate price within the ranges set forth in footnote 3.
  3. These common units were purchased in multiple transactions ranging from $20.72 to $21.00, inclusive.
  4. Energy Capital Partners II, LP ("ECP II") and certain of its parallel funds (collectively, the "SMLP Holdings Owners") collectively hold all of the membership interests in SMLP Holdings, LLC(''SMLP Holdings''). Energy Capital Partners II, LLC (''ECP'') indirectly controls the SMLP Holdings Owners. Accordingly, ECP and the SMLP Holdings Owners may be deemed to indirectly beneficially own the 5,915,827 common units held by SMLP Holdings but disclaim beneficial ownership except to the extent of their pecuniary interest therein.
  5. ECP indirectly controls ECP II, Energy Capital Partners II-A, LP (''ECP II-A''), Energy Capital Partners II-B IP, LP (''ECP II-B''), Energy Capital Partners II-C (Summit IP), LP (''ECP II-C'') and Energy Capital Partners II (Summit Co-Invest), LP ("ECP Summit Co-Invest" and together with ECP II, ECP II-A, ECP II-B and ECP II-C, the ''ECP Funds''), which collectively hold more than a majority of the membership interests in Summit Midstream Partners, LLC ("Summit") and are entitled to appoint all the directors of Summit. Summit is the sole member of Summit Midstream Partners Holdings, LLC (''SMPH'') and may be deemed to have indirect beneficial ownership of the 29,703,421 common units held by SMPH in addition to the 151,160 common units held directly. Accordingly, ECP and the ECP Funds may be deemed to indirectly beneficially own the 29,854,581 common units held by Summit and SMPH but disclaim beneficial ownership except to the extent of their pecuniary interest therein.