Filing Details
- Accession Number:
- 0001127602-16-055856
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-20 15:17:52
- Reporting Period:
- 2016-06-17
- Filing Date:
- 2016-06-20
- Accepted Time:
- 2016-06-20 15:17:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 822662 | Fidelity Southern Corp | LION | State Commercial Banks (6022) | 581416811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1115330 | Jr B James Miller | 3490 Piedmont Road Suite 1550 Atlanta GA 30305 | Chairman | Yes | Yes | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Acquisiton | 2016-06-17 | 6,640 | $15.03 | 246,443 | No | 4 | P | Indirect | By Shares Held By Ltd Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Shares Held By Ltd Partnership |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | 2,755,914 | Direct | |
| Fidelity Southern Corporation - Common Stock | 857 | Indirect | By 401(k) |
| Fidelity Southern Corporation - Common Stock | 12,456 | Indirect | By Grandchild - N.p. Miller |
| Fidelity Southern Corporation - Common Stock | 247,672 | Indirect | By Trust - Family |
| Fidelity Southern Corporation - Common Stock | 106,455 | Indirect | By Trust - Spouse Estate |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Stock Option (Right to Buy) | $9.00 | 2013-12-21 | 2017-12-21 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-12-21 | 50,000 | 50,000 | Direct |
Footnotes
- Not Active Footnote - 8/26/04
- Purchased 2200.4284 shares of Fidelity Southern Corporation stock in the 401(k) Plan at various times and prices during 2004.
- Purchased 3,254 shares through Fidelity Southern Corporation 401(k) Plan @ various times and prices during 2003
- 16,667 on 12/21/2013; 16,666 on 12/21/2014; 16,666 on 12/21/2015
Billionaire Hedge Funds
