Filing Details
- Accession Number:
- 0001209191-16-128772
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-20 14:03:43
- Reporting Period:
- 2016-06-16
- Filing Date:
- 2016-06-20
- Accepted Time:
- 2016-06-20 14:03:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-06-16 | 699 | $4.98 | 3,526,170 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-16 | 201 | $4.97 | 3,526,371 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-16 | 200 | $4.99 | 3,526,571 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-16 | 200 | $4.91 | 3,526,771 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-16 | 100 | $4.90 | 3,526,871 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-16 | 100 | $4.93 | 3,526,971 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-17 | 1,200 | $4.74 | 3,528,171 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-17 | 800 | $4.78 | 3,528,971 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-17 | 200 | $4.80 | 3,529,171 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-17 | 100 | $4.82 | 3,529,271 | No | 4 | P | Direct | |
| Class A Common Stock | Acquisiton | 2016-06-17 | 200 | $4.86 | 3,529,471 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
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| No | 4 | P | Direct |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
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