Home > Insider Trading > Filing (0001209191-16-128719)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1089872	Gaiam Inc	GAIA	Services-Motion Picture & Video Tape Production (7812)	841113527

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1113412	Lynn Powers	833 West South Boulder Road Louisville CO 80027-2452	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2016-06-16	40,000	$5.30	264,000	No	4	M	Direct
Class A Common Stock	Disposition	2016-06-16	40,000	$7.60	224,000	No	4	S	Direct
Class A Common Stock	Acquisiton	2016-06-17	69,200	$5.30	293,200	No	4	M	Direct
Class A Common Stock	Disposition	2016-06-17	69,200	$7.61	224,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Employee Stock Option (right to buy)	Disposition	2016-06-16	40,000	$0.00	40,000	$5.30
Class A Common Stock	Employee Stock Option (right to buy)	Disposition	2016-06-17	69,200	$0.00	69,200	$5.30

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
69,200		2016-06-30	No	4	M	Direct
0		2016-06-30	No	4	M	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.59 to $7.63, inclusive. The reporting person undertakes to provide Gaiam, Inc., any security holder of Gaiam, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote (1) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.59 to $7.62, inclusive. The reporting person undertakes to provide Gaiam, Inc., any security holder of Gaiam, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote (2) to this Form 4.
The option is fully vested. The option was originally granted November 20, 2003, and provided for vesting of 2% per month for 50 months commencing on October 1, 2004. The option would have expired on June 30, 2016 and as a result, would not have been eligible for tender under the company's tender offer that is anticipated to close on July 1, 2016.