Filing Details
- Accession Number:
- 0001562180-16-002655
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-17 16:01:16
- Reporting Period:
- 2016-06-15
- Filing Date:
- 2016-06-17
- Accepted Time:
- 2016-06-17 16:01:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1557883 | Dermira Inc. | DERM | Pharmaceutical Preparations (2834) | 273267680 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1620548 | C. Luis Pena | C/O Dermira, Inc. 275 Middlefield Road, Suite 150 Menlo Park CA 94025 | Chief Development Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-06-15 | 3,000 | $0.99 | 7,653 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-06-15 | 4,137 | $0.01 | 11,790 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-06-15 | 2,863 | $1.74 | 14,653 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-06-15 | 10,000 | $29.47 | 4,653 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to buy) | Disposition | 2016-06-15 | 3,000 | $0.00 | 3,000 | $0.99 |
| Common Stock | Employee Stock Options (Right to buy) | Disposition | 2016-06-15 | 4,137 | $0.00 | 4,137 | $0.01 |
| Common Stock | Employee Stock Option (Right to buy) | Disposition | 2016-06-15 | 2,863 | $0.00 | 2,863 | $1.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 91,827 | 2021-10-03 | No | 4 | M | Direct | |
| 0 | 2020-11-15 | No | 4 | M | Direct | |
| 81,397 | 2023-07-10 | No | 4 | M | Direct |
Footnotes
- These trades were made pursuant to a Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $28.935 to $29.89. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These shares represent prior ESPP purchases.
- 25% of the total shares underlying the option vested and became exercisable on June 1, 2012 (the one-year anniversary of the vesting commencement date) and 1/48 of the total shares underlying the option vest and become exercisable each month thereafter, subject to the continuing employment of the Reporting person on the applicable vesting date.
- 1/48 of the total shares underlying the option vest and become exercisable each month, subject to the continuing employment of the Reporting person on the applicable vesting date.
- 25% of the total shares underlying the option vested and became exercisable on July 11, 2014 (the one-year anniversary of the vesting commencement date) and 1/48 of the total shares underlying the option vest and become exercisable each month thereafter, subject to the continuing employment of the Reporting person on the applicable vesting date.
Billionaire Hedge Funds
