Filing Details
- Accession Number:
- 0001209191-16-128259
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-16 17:29:58
- Reporting Period:
- 2016-06-14
- Filing Date:
- 2016-06-16
- Accepted Time:
- 2016-06-16 17:29:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
721447 | Cca Industries Inc | CAW | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 042795439 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1334426 | Lion Fund, L.p. | 17802 Ih 10 West Suite 400 San Antonio TX 78257 | No | No | Yes | No | |
1334429 | Biglari Capital Corp. | 17802 Ih 10 West Suite 400 San Antonio TX 78257 | No | No | Yes | No | |
1334430 | Biglari, Sardar | 17802 Ih 10 West Suite 400 San Antonio TX 78257 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2016-06-14 | 776,259 | $0.00 | 0 | No | 4 | S | Indirect | By The Lion Fund, L.P. |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-06-14 | 776,259 | $0.00 | 776,259 | No | 4 | P | Indirect | By Biglari Holdings Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By The Lion Fund, L.P. |
No | 4 | P | Indirect | By Biglari Holdings Inc. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Sell) | Disposition | 2016-06-14 | 776,259 | $0.00 | 776,259 | $6.00 |
Common Stock | Stock Option (Right to Sell) | Acquisiton | 2016-06-14 | 776,259 | $0.00 | 776,259 | $6.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-01-01 | 2019-01-31 | No | 4 | S | Indirect |
776,259 | 2019-01-01 | 2019-01-31 | No | 4 | P | Indirect |
Footnotes
- This Form 4 is filed jointly by Sardar Biglari, The Lion Fund, L.P. ("The Lion Fund"), and Biglari Capital Corp. ("BCC"). Each of Mr. Biglari, the Lion Fund and BCC disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
- Securities formerly owned directly by The Lion Fund.
- On June 14, 2016, The Lion Fund distributed 776,259 shares of Common Stock to Biglari Holdings Inc. ("BH") pursuant to an agreement (the "Stockholders Agreement") that grants BH the put right described in footnote 7. In exchange for that distribution and the other rights under the Stockholders Agreement, BH was redeemed from limited partnership interests in The Lion Fund worth approximately $4,463,489.
- BCC is the general partner of The Lion Fund. Mr. Biglari is the Chairman and Chief Executive Officer of BCC and has investment discretion over the securities owned by The Lion Fund. By virtue of these relationships, BCC and Mr. Biglari may have been deemed to beneficially own the shares of Common Stock of the Issuer owned directly by The Lion Fund.
- Securities owned directly by BH.
- Mr. Biglari is the Chairman and Chief Executive Officer of BH and has investment discretion over the securities owned by BH. By virtue of this relationship, Mr. Biglari may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by BH.
- The Stock Option is exercisable for 30 days beginning January 1, 2019 or upon the earlier occurrence of certain events.