Filing Details
- Accession Number:
- 0000899243-16-023097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-16 16:47:29
- Reporting Period:
- 2016-06-14
- Filing Date:
- 2016-06-16
- Accepted Time:
- 2016-06-16 16:47:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1403853 | Nuverra Environmental Solutions Inc. | OTCQB:NESC | Oil & Gas Field Services, Nec (1389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1563359 | D Mark Johnsrud | C/O Nuverra Environmental Solutions, Inc 14624 N. Scottsdale Road, Suite 300 Scottsdale AZ 85254 | Chairman Of The Board And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-14 | 100,000 | $0.28 | 9,634,734 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,305 | Indirect | 401(k) |
Common Stock | 655,000 | Indirect | By JPJ LP |
Common Stock | 98,234,375 | Indirect | By Badlands Development II, LLC |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.27 to $0.28. The reporting person undertakes to provide to Nuverra Environmental Solutions, Inc., any security holder of Nuverra Environmental Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4.
- Represents shares of common stock acquired through the Issuer's 401(k) Match Plan as of June 14, 2016, through which the Issuer previously matched its employees' cash contributions with common stock.
- These securities are owned directly by JPJ LP, and may also be deemed to be beneficially owned by Mark D. Johnsrud, who controls the entity.
- These securities are owned directly by Badlands Development II, LLC, and may also be deemed to be beneficially owned by Mark D. Johnsrud, who owns 100% of the units and acts as its sole managing member.