Filing Details

Accession Number:
0001493152-16-010888
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-06-16 13:46:01
Reporting Period:
2015-05-22
Filing Date:
2016-06-16
Accepted Time:
2016-06-16 13:46:01
Original Submission Date:
2015-09-10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1482541 Surna Inc. SRNA Services-Business Services, Nec (7389) 273911608
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1608502 Marie Brandy Keen 6519 Steeple Rock Dr
Frederick CO 80516
Vp Sales, Secretary Yes Yes Yes No
1608505 Banks Stephen Keen 6519 Steeple Rock Dr
Frederick CO 80516
Ceo, President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-05-22 160,000 $0.13 33,164,669 No 4 S Direct
Common Stock Disposition 2015-05-22 75,000 $0.13 33,089,669 No 4 S Direct
Common Stock Disposition 2015-08-02 50,000 $0.00 33,039,669 No 4 G Direct
Common Stock Disposition 2015-08-02 50,000 $0.00 32,989,669 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 G Direct
No 4 G Direct
Footnotes
  1. The incorrect share amount included on the original Form 4 was due to the inadvertent inclusion of (i) an additional 40,000 shares of common stock for each reporting person and (ii) each reporting person's stock options.
  2. Shares transferred from joint account of Brandy Keen (VP Sales) and Stephen Keen (CEO).