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Home > Insider Trading > Filing (0001493152-16-010886)

Filing Details

Accession Number:: 0001493152-16-010886
Form Type:: 5/A
Zero Holdings:: No
Publication Time:: 2016-06-16 13:39:21
Reporting Period:: 2014-12-31

Filing Date:: 2016-06-16
Accepted Time:: 2016-06-16 13:39:21
Original Submission Date:: 2015-09-10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1482541	Surna Inc.	SRNA	Services-Business Services, Nec (7389)	273911608

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1608502	Marie Brandy Keen	6519 Steeple Rock Dr Frederick CO 80516	Vp Sales, Secretary	Yes	Yes	Yes	No
1608505	Banks Stephen Keen	6519 Steeple Rock Dr Frederick CO 80516	Ceo, President	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-09-12	1,750,000	$0.00	35,189,669	No	4	G	Direct
Common Stock	Disposition	2014-09-12	40,000	$0.50	33,439,669	No	4	S	Direct
Common Stock	Disposition	2014-09-12	55,000	$0.75	33,399,669	No	4	S	Direct
Common Stock	Disposition	2014-09-12	20,000	$0.75	33,344,669	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	G	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

The incorrect share amount included on the original Form 5 was due to the inadvertent inclusion of (i) an additional 40,000 shares of common stock for each reporting person and (ii) each reporting person's stock options.
Shares transferred from joint account of Brandy Keen (VP Sales) and Stephen Keen (CEO).