Filing Details
- Accession Number:
- 0001493152-16-010886
- Form Type:
- 5/A
- Zero Holdings:
- No
- Publication Time:
- 2016-06-16 13:39:21
- Reporting Period:
- 2014-12-31
- Filing Date:
- 2016-06-16
- Accepted Time:
- 2016-06-16 13:39:21
- Original Submission Date:
- 2015-09-10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1482541 | Surna Inc. | SRNA | Services-Business Services, Nec (7389) | 273911608 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1608502 | Marie Brandy Keen | 6519 Steeple Rock Dr Frederick CO 80516 | Vp Sales, Secretary | Yes | Yes | Yes | No |
| 1608505 | Banks Stephen Keen | 6519 Steeple Rock Dr Frederick CO 80516 | Ceo, President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-09-12 | 1,750,000 | $0.00 | 35,189,669 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2014-09-12 | 40,000 | $0.50 | 33,439,669 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-09-12 | 55,000 | $0.75 | 33,399,669 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-09-12 | 20,000 | $0.75 | 33,344,669 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The incorrect share amount included on the original Form 5 was due to the inadvertent inclusion of (i) an additional 40,000 shares of common stock for each reporting person and (ii) each reporting person's stock options.
- Shares transferred from joint account of Brandy Keen (VP Sales) and Stephen Keen (CEO).
Billionaire Hedge Funds
