Filing Details

Accession Number:
0001209191-16-128135
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-16 13:22:06
Reporting Period:
2016-06-14
Filing Date:
2016-06-16
Accepted Time:
2016-06-16 13:22:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Financial Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-06-14 1,000 $5.02 3,522,271 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-14 700 $5.03 3,522,971 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-15 604 $5.14 3,523,575 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-15 600 $5.11 3,524,175 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-15 504 $5.17 3,524,679 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-15 400 $5.16 3,525,079 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-15 196 $5.19 3,525,275 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-15 100 $5.18 3,525,375 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-15 96 $5.13 3,525,471 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.