Filing Details

Accession Number:
0000899243-16-022999
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-16 10:18:30
Reporting Period:
2016-06-14
Filing Date:
2016-06-16
Accepted Time:
2016-06-16 10:18:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1221852 R Alex Lieblong P.o. Box 966
Conway AR 72033
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-06-14 25,000 $21.47 1,149,778 No 4 S Indirect By Key Colony Fund (hedge fund managing partner)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Key Colony Fund (hedge fund managing partner)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 805,004 Direct
Common Stock - Restricted 4,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $1.96 1,425 1,425 Direct
Common Stock Stock Option $2.11 2,851 2,851 Direct
Common Stock Stock Option $2.46 4,276 4,276 Direct
Common Stock Stock Option $2.67 5,702 5,702 Direct
Common Stock Stock Option $4.30 2018-01-09 4,752 4,752 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,425 1,425 Direct
2,851 2,851 Direct
4,276 4,276 Direct
5,702 5,702 Direct
2018-01-09 4,752 4,752 Direct
Footnotes
  1. The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
  2. Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
  3. Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
  4. The exercise price decreased and the number of shares exercisable increased as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
  5. The option is exercisable in five equal annual installments. 20% of the issued option is remaining. The last 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016.
  6. The option is exercisable in five equal annual installments. 40% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The last 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017.
  7. The option is exercisable in five equal annual installments. 60% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The second 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The last 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
  8. The option is exercisable in five equal annual installments. 80% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The second 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The third 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018. The last 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.
  9. The option is exercisable in five equal annual installments beginning on January 10, 2009.