Filing Details
- Accession Number:
- 0000899243-16-022999
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-16 10:18:30
- Reporting Period:
- 2016-06-14
- Filing Date:
- 2016-06-16
- Accepted Time:
- 2016-06-16 10:18:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331520 | Home Bancshares Inc | HOMB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1221852 | R Alex Lieblong | P.o. Box 966 Conway AR 72033 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-06-14 | 25,000 | $21.47 | 1,149,778 | No | 4 | S | Indirect | By Key Colony Fund (hedge fund managing partner) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Key Colony Fund (hedge fund managing partner) |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 805,004 | Direct | |
Common Stock - Restricted | 4,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $1.96 | 1,425 | 1,425 | Direct | ||
Common Stock | Stock Option | $2.11 | 2,851 | 2,851 | Direct | ||
Common Stock | Stock Option | $2.46 | 4,276 | 4,276 | Direct | ||
Common Stock | Stock Option | $2.67 | 5,702 | 5,702 | Direct | ||
Common Stock | Stock Option | $4.30 | 2018-01-09 | 4,752 | 4,752 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,425 | 1,425 | Direct | |
2,851 | 2,851 | Direct | |
4,276 | 4,276 | Direct | |
5,702 | 5,702 | Direct | |
2018-01-09 | 4,752 | 4,752 | Direct |
Footnotes
- The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
- Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- The exercise price decreased and the number of shares exercisable increased as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
- The option is exercisable in five equal annual installments. 20% of the issued option is remaining. The last 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016.
- The option is exercisable in five equal annual installments. 40% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The last 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017.
- The option is exercisable in five equal annual installments. 60% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The second 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The last 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
- The option is exercisable in five equal annual installments. 80% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The second 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The third 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018. The last 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.
- The option is exercisable in five equal annual installments beginning on January 10, 2009.