Filing Details
- Accession Number:
- 0001140361-16-069919
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-15 19:03:34
- Reporting Period:
- 2016-06-14
- Filing Date:
- 2016-06-15
- Accepted Time:
- 2016-06-15 19:03:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1095981 | Cytori Therapeutics Inc. | CYTX | Surgical & Medical Instruments & Apparatus (3841) | 330827593 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184566 | David Rickey | 3020 Callan Road San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-14 | 5,000 | $2.10 | 55,226 | No | 4 | P | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 18,004 | Indirect | By Charitable Trust |
Footnotes
- These securities are owned by the Dave Rickey and Daughters Foundation Charitable Trust.
- These securities are owned by The David M Rickey Trust u/a DTD 5/8/2002, David M. Rickey Trustee
- The shares were purchased in multiple open market transactions ranging in price from $2.06 to $2.14 per share, with a weighted average price of $2.10 (as reported above).