Filing Details

Accession Number:
0001209191-16-128045
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-15 17:50:18
Reporting Period:
2016-06-13
Filing Date:
2016-06-15
Accepted Time:
2016-06-15 17:50:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
949858 Oncogenex Pharmaceuticals Inc. OGXI In Vitro & In Vivo Diagnostic Substances (2835) 954343413
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1442675 Daniel Scott Cormack 400-1001 W. Broadway
Vancouver A1 V6H 4B1
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-13 9,375 $0.00 134,284 No 4 M Direct
Common Stock Disposition 2016-06-13 4,856 $1.03 129,428 No 4 S Direct
Common Stock Acquisiton 2016-06-13 5,000 $0.00 73,743 No 4 M Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Indirect By Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit (RSU) Disposition 2016-06-13 9,375 $0.00 9,375 $0.00
Common Stock Restricted Stock Unit Disposition 2016-06-13 5,000 $0.00 5,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,750 2018-06-12 No 4 M Direct
10,000 2018-06-12 No 4 M Indirect
Footnotes
  1. Represents shares of common stock acquired upon settlement of the restricted stock units ("RSUs") listed in Table II.
  2. Represents shares of common stock that have been sold by the issuer to satisfy the tax liability in connection with the settlement of RSUs.
  3. The price reported reflects the weighted average sales price. These shares were sold in multiple transactions at prices ranging from $1.01 to $1.045 per share, inclusive. The reporting person hereby undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock at settlement.
  5. Pursuant to the terms of the RSU, 25% of the total shares underlying the RSU vest annually on the later of (i) each anniversary of June 12, 2014; and (ii) the first day thereafter during which the issuer's trading window is open, subject to the reporting person's provision of service to the issuer on each vesting date.