Filing Details
- Accession Number:
- 0001352027-16-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-15 17:37:57
- Reporting Period:
- 2016-06-13
- Filing Date:
- 2016-06-15
- Accepted Time:
- 2016-06-15 17:37:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
718877 | Activision Blizzard Inc. | ATVI | Services-Prepackaged Software (7372) | 954803544 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1439532 | Michael Morhaime | C/O Blizzard Entertainment 16215 Alton Parkway Irvine CA 92618 | Pres. & Ceo-Blizzard Ent. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2016-06-13 | 163,400 | $15.04 | 370,065 | No | 4 | M | Direct | |
Common Stock, Par Value $0.000001 Per Share | Disposition | 2016-06-13 | 163,400 | $37.77 | 206,665 | No | 4 | S | Direct | |
Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2016-06-14 | 66,667 | $20.10 | 273,332 | No | 4 | M | Direct | |
Common Stock, Par Value $0.000001 Per Share | Disposition | 2016-06-14 | 66,667 | $38.22 | 206,665 | No | 4 | S | Direct | |
Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2016-06-14 | 436,600 | $15.04 | 643,265 | No | 4 | M | Direct | |
Common Stock, Par Value $0.000001 Per Share | Disposition | 2016-06-14 | 436,600 | $38.22 | 206,665 | No | 4 | S | Direct | |
Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2016-06-14 | 133,334 | $17.72 | 339,999 | No | 4 | M | Direct | |
Common Stock, Par Value $0.000001 Per Share | Disposition | 2016-06-14 | 133,334 | $38.22 | 206,665 | No | 4 | S | Direct | |
Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2016-06-14 | 66,666 | $12.98 | 273,331 | No | 4 | M | Direct | |
Common Stock, Par Value $0.000001 Per Share | Disposition | 2016-06-14 | 66,666 | $38.22 | 206,665 | No | 4 | S | Direct | |
Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2016-06-14 | 133,333 | $10.66 | 339,998 | No | 4 | M | Direct | |
Common Stock, Par Value $0.000001 Per Share | Disposition | 2016-06-14 | 133,333 | $38.22 | 206,665 | No | 4 | S | Direct | |
Common Stock, Par Value $0.000001 Per Share | Acquisiton | 2016-06-14 | 150,000 | $11.88 | 356,665 | No | 4 | M | Direct | |
Common Stock, Par Value $0.000001 Per Share | Disposition | 2016-06-14 | 150,000 | $38.22 | 206,665 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2016-06-13 | 163,400 | $0.00 | 163,400 | $15.04 |
Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2016-06-14 | 66,667 | $0.00 | 66,667 | $20.10 |
Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2016-06-14 | 436,600 | $0.00 | 436,600 | $15.04 |
Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2016-06-14 | 133,334 | $0.00 | 133,334 | $17.72 |
Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2016-06-14 | 66,666 | $0.00 | 66,666 | $12.98 |
Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2016-06-14 | 133,333 | $0.00 | 133,333 | $10.66 |
Common Stock, Par Value $0.000001 Per Share | Employee Stock Options | Disposition | 2016-06-14 | 150,000 | $0.00 | 150,000 | $11.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
436,600 | 2018-07-09 | No | 4 | M | Direct | |
133,333 | 2024-11-14 | No | 4 | M | Direct | |
0 | 2018-07-09 | No | 4 | M | Direct | |
66,666 | 2023-11-15 | No | 4 | M | Direct | |
0 | 2021-11-10 | No | 4 | M | Direct | |
0 | 2022-11-09 | No | 4 | M | Direct | |
50,000 | 2020-11-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.000001 Per Share | 304,470 | Indirect | See footnote |
Common Stock, Par Value $0.000001 Per Share | 22,829 | Indirect | Securites held by Mr. Morhaime's wife |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $37.75 to $37.81 per share. Mr. Morhaime has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff with information regarding the number of shares sold at each price within that range.
- The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $38.00 to $38.56 per share. Mr. Morhaime has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff with information regarding the number of shares sold at each price within that range.
- Following the transactions reported on this Form 4, Mr. Morhaime directly held 206,665 restricted stock units, each representing the right to receive one share of the Company's common stock.
- Mr. Morhaime indirectly holds (through the Michael Morhaime Revocable Trust) 304,470 shares of the Company's common stock.
- These securities are held by the Michael Morhaime Revocable Trust.
- Mr. Morhaime indirectly holds, through his wife, (a) 9,656 shares of the Company's common stock and (b) 13,173 restricted stock units, each representing the right to receive one share of the Company's common stock, 8,038 of which have performance-based vesting.
- These options were fully vested on July 9, 2013.
- The exercised options vested on November 13, 2015; the remainder vest in equal installments on each of November 13, 2016 and November 13, 2017.
- The exercised options were fully vested on November 14, 2015; the remainder vest on November 14, 2016.
- These options were fully vested on November 9, 2014.
- These options were fully vested on November 8, 2015.
- The exercised options were fully vested on December 31, 2015; the remainder vest on December 31, 2016.