Filing Details
- Accession Number:
- 0001343837-16-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-14 17:37:35
- Reporting Period:
- 2016-06-14
- Filing Date:
- 2016-06-14
- Accepted Time:
- 2016-06-14 17:37:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343837 | Jr D Vincent Mattera | 601 Applehill Court Gibsonia PA 15044 | President & Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-14 | 12,000 | $10.37 | 201,457 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-06-14 | 11,000 | $20.01 | 190,457 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options (Right to buy) | Disposition | 2016-06-14 | 12,000 | $0.00 | 12,000 | $10.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-08-12 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average of multiple sales transactions ranging in price from $19.85 to $20.14. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The options previously were reported as covering 6,000 shares at an exercise price of $20.73 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
- The options vested in five equal annual installments beginning on August 12, 2007.