Filing Details
- Accession Number:
- 0001127602-16-055521
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-14 16:47:33
- Reporting Period:
- 2016-06-10
- Filing Date:
- 2016-06-14
- Accepted Time:
- 2016-06-14 16:47:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
97745 | Thermo Fisher Scientific Inc. | TMO | Measuring & Controlling Devices, Nec (3829) | 042209186 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1234537 | M Peter Wilver | 81 Wyman Street Waltham MA 02451 | Exec. Vp & Chief Admin Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-04-04 | 7,850 | $0.00 | 64,727 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2016-04-04 | 7,850 | $0.00 | 7,850 | No | 5 | G | Indirect | By The Peter M. Wilver Irrevocable GST Trust of 2016 |
Common Stock | Disposition | 2016-04-11 | 5,850 | $0.00 | 19,150 | No | 5 | G | Indirect | By Spouse |
Common Stock | Acquisiton | 2016-04-11 | 5,850 | $0.00 | 70,577 | No | 5 | G | Direct | |
Common Stock | Disposition | 2016-04-11 | 5,950 | $0.00 | 13,200 | No | 5 | G | Indirect | By Spouse |
Common Stock | Acquisiton | 2016-04-11 | 5,950 | $0.00 | 5,950 | No | 5 | G | Indirect | By The Michelle H. Wilver Irrevocable GST Trust of 2016 |
Common Stock | Acquisiton | 2016-06-10 | 68,200 | $54.97 | 138,777 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-06-10 | 48,300 | $152.23 | 90,477 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-06-10 | 19,900 | $152.76 | 70,577 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Indirect | By The Peter M. Wilver Irrevocable GST Trust of 2016 |
No | 5 | G | Indirect | By Spouse |
No | 5 | G | Direct | |
No | 5 | G | Indirect | By Spouse |
No | 5 | G | Indirect | By The Michelle H. Wilver Irrevocable GST Trust of 2016 |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-06-10 | 68,200 | $0.00 | 68,200 | $54.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-02-23 | No | 4 | M | Direct |
Footnotes
- This transaction involved a gift of securities previously owned directly by the reporting person to a trust for the benefit of the reporting person's children. The reporting person's spouse is a trustee of the trust.
- This transaction involved a gift of securities to the reporting person by his spouse, who shares the reporting person's household.
- This transaction involved a gift of securities by the reporting person's spouse to a trust. The reporting person is a trustee of the trust.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.64 to $152.60, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (5) and (6) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.61 to $153.16, inclusive.
- The option vested in four equal installments on February 23, 2012, 2013, 2014 and 2015.