Filing Details

Accession Number:
0000807249-16-000395
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-14 15:56:32
Reporting Period:
2016-06-13
Filing Date:
2016-06-14
Accepted Time:
2016-06-14 15:56:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1642122 Associated Capital Group Inc. AC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185533 J Mario Gabelli C/O Gamco Investors, Inc
One Corporate Center
Rye NY 10580
Chairman & Ceo Yes Yes Yes No
1238894 Ggcp, Inc. 140 Greenwich Avenue
Greenwich CT 06830
No No Yes No
1493460 Ggcp Holdings Llc 140 Greenwich Avenue
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-06-13 1,851 $28.49 1,851 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 10,000 Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 0 18,927,036 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
0 18,927,036 Indirect
Footnotes
  1. Mario J. Gabelli is the Chairman and CEO of GAMCO and controls a majority of GAMCO's voting power through his direct ownership of GAMCO common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the GAMCO's voting power. Mario J. Gabelli beneficially owns 10,000 shares of the Issuer's Class A Common Stock through GGCP, Inc., 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 503,295 shares of the Issuer's Class B Common Stock directly.
  2. The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.