Filing Details
- Accession Number:
- 0000726958-16-000233
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-14 15:30:57
- Reporting Period:
- 2016-06-13
- Filing Date:
- 2016-06-14
- Accepted Time:
- 2016-06-14 15:30:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
726958 | Caseys General Stores Inc | CASY | Retail-Auto Dealers & Gasoline Stations (5500) | 420935283 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197447 | W Terry Handley | One Convenience Blvd. Po Box 3001 Ankeny IA 50021 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-13 | 15,000 | $25.26 | 34,298 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-06-13 | 15,000 | $118.54 | 19,298 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option - right to buy | Disposition | 2016-06-13 | 15,000 | $25.26 | 20,000 | $25.26 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,000 | 2012-06-23 | 2019-06-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,396 | Indirect | Voting and tender rights under 401k plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option - right to buy | $44.39 | 2014-06-23 | 2021-06-23 | 20,000 | 20,000 | Direct |
Common Stock | Restricted stock units | $0.00 | 3,250 | 3,250 | Direct | ||
Common Stock | Restricted stock units | $0.00 | 3,250 | 3,250 | Direct | ||
Common Stock | Restricted stock units | $0.00 | 3,250 | 3,250 | Direct | ||
Common Stock | Restricted stock units | $0.00 | 10,000 | 10,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-06-23 | 20,000 | 20,000 | Direct |
3,250 | 3,250 | Direct | |
3,250 | 3,250 | Direct | |
3,250 | 3,250 | Direct | |
10,000 | 10,000 | Direct |
Footnotes
- Allocated to Mr. Handley's KSOP account as of April 30, 2016. Does not include any shares allocated by the KSOP trustee after that date.
- Pursuant to terms and conditions of 2000 Stock Option Plan.
- Pursuant to terms and conditions of 2009 Stock Incentive Plan.
- Pursant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 6, 2017.
- Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.
- Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 5, 2018.
- Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 2, 2019.
- Pursuant to a Restricted Stock Units Agreement dated as of April 12, 2016, executed in conjunction with Mr. Handley's employment agreement of the same date. These units vest over a 5-year period, commencing on May 1, 2017 and thereafter on each May 1 of the following 4 years, at the rate of 2,000 units (20% of the total units awarded) per year.