Filing Details

Accession Number:
0001140361-16-069684
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-14 13:19:28
Reporting Period:
2016-06-13
Filing Date:
2016-06-14
Accepted Time:
2016-06-14 13:19:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
771497 Abm Industries Inc ABM Services-To Dwellings & Other Buildings (7340) 941369354
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1342639 J Thomas Marano 551 Fifth Avenue, Suite 300
New York NY 10176
Pres - Air Serv No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-13 23,176 $36.88 15,288 No 4 S Direct
Common Stock Acquisiton 2016-06-13 2,549 $25.30 17,837 No 4 M Direct
Common Stock Disposition 2016-06-13 2,549 $37.14 15,288 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2016-06-13 2,549 $0.00 2,549 $25.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,549 2020-09-06 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction at prices from $36.72 to $37.35, inclusive. The reporting person undertakes to provide ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote of to this Form 4.
  2. Includes 12,745 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,998 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 544 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.
  3. Stock options granted under the 2006 Equity Incentive Plan.
  4. 25% exercisable on 9/6/2014, and 25% exercisable on the anniversary date of each of the following 3 years.