Filing Details
- Accession Number:
- 0000350894-16-000123
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-14 10:47:05
- Reporting Period:
- 2016-06-10
- Filing Date:
- 2016-06-14
- Accepted Time:
- 2016-06-14 10:47:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191716 | Sarah Blumenstein | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Stock Option (Right To Purchase) | Acquisiton | 2016-06-10 | 5,000 | $17.65 | 8,744 | No | 4 | M | Direct | |
Stock Option (Right To Purchase) | Acquisiton | 2016-06-10 | 5,000 | $14.62 | 13,744 | No | 4 | M | Direct | |
Stock Option (Right To Purchase) | Acquisiton | 2016-06-10 | 2,500 | $32.49 | 16,244 | No | 4 | M | Direct | |
Stock Option (Right To Purchase) | Acquisiton | 2016-06-10 | 4,000 | $29.61 | 20,244 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-06-10 | 16,500 | $49.89 | 3,744 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2016-06-10 | 5,000 | $17.65 | 5,000 | $17.65 |
Common Stock | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2016-06-10 | 5,000 | $14.62 | 5,000 | $14.62 |
Common Stock | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2016-06-10 | 2,500 | $32.49 | 2,500 | $32.49 |
Common Stock | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2016-06-10 | 4,000 | $29.61 | 4,000 | $29.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-02-25 | 2019-12-15 | No | 4 | M | Direct |
0 | 2014-02-28 | 2018-02-16 | No | 4 | M | Direct |
2,500 | 2004-12-31 | 2016-12-10 | No | 4 | M | Direct |
4,000 | 2014-02-28 | 2016-12-13 | No | 4 | M | Direct |