Filing Details
- Accession Number:
- 0001325608-16-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-14 09:18:51
- Reporting Period:
- 2016-06-10
- Filing Date:
- 2016-06-14
- Accepted Time:
- 2016-06-14 09:18:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501364 | United Financial Bancorp Inc. | UBNK | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1325608 | Jr A Robert Stewart | United Financial Bancorp, Inc. 45 Glastonbury Blvd. Glastonbury CT 06033 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-10 | 28,743 | $9.17 | 69,019 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-06-10 | 23,660 | $13.28 | 45,359 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2016-06-10 | 28,743 | $9.17 | 28,743 | $9.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-08-17 | 2016-08-17 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,813 | Indirect | By IRA |
Common Stock | 300 | Indirect | As Custodian for Grandsons |
Footnotes
- Includes 1,820 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan on June 20, 2014 that vested on the first annual anniversary of the grant date.
- Includes shares of restricted stock which are 100% vested as of April 30, 2014.
- Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, each share of United Financial Bancorp, Inc. was exchanged for 1.3472 shares of Rockville Financial, Inc. At legal close, Rockville Financial, Inc. changed its name to United Financial Bancorp, Inc. in connection with the merger of United Financial Bancorp, Inc. into Rockville Financial, Inc.
- Includes 2,209 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan on November 18, 2015 and shall vest on the first annual anniversary of the grant date.
- Options to purchase shares of common stock were 100% vested as of April 30, 2014 and included an equal number of stock appreciation rights. Stock appreciation rights are granted in tandem with the options granted and the exercise of one will cause the cancellation of the other.