Filing Details
- Accession Number:
- 0001510192-16-000118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-13 19:10:28
- Reporting Period:
- 2016-06-10
- Filing Date:
- 2016-06-13
- Accepted Time:
- 2016-06-13 19:10:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1399935 | Francesca's Holdings Corp | FRAN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1125668 | W Richard Kunes | C/O Francesca'S Holdings Corporation 8760 Clay Road Houston TX 77080 | Interim Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-13 | 20,000 | $10.56 | 20,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2016-06-10 | 76,628 | $0.00 | 76,628 | $10.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
76,628 | 2026-06-09 | No | 4 | A | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.52 to $10.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This stock option was granted on June 10, 2016 and vests in full on the first anniversary of the award date, subject to the Reporting Person's continued service with the Issuer. However, if the Reporting Person ceases serving as Interim CEO of the Issuer prior to the vesting date, the number of shares subject to the option will be reduced on a prorated basis to reflect the portion of the one-year vesting period the Reporting Person served as Interim CEO (plus credit for an additional 30 days), and the remainder of the option will be cancelled.