Filing Details
- Accession Number:
- 0001209191-16-127330
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-13 16:10:56
- Reporting Period:
- 2016-06-10
- Filing Date:
- 2016-06-13
- Accepted Time:
- 2016-06-13 16:10:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 862831 | Financial Institutions Inc | FISI | National Commercial Banks (6021) | 160816610 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1576955 | Patrick Jeffrey Kenefick | 220 Liberty Street Warsaw NY 14569 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-06-10 | 2,500 | $19.75 | 10,269 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-06-10 | 2,500 | $27.50 | 7,769 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-06-13 | 2,500 | $19.41 | 10,269 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-06-13 | 1,596 | $27.55 | 8,673 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-06-10 | 2,500 | $0.00 | 2,500 | $19.75 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-06-13 | 2,500 | $0.00 | 2,500 | $19.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-07-26 | 2016-07-26 | No | 4 | M | Direct |
| 0 | 2008-07-25 | 2017-07-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,467 | Indirect | Held in 401K Plan |
| Common Stock | 2,470 | Indirect | Held in IRA |
Footnotes
- Includes 153 shares acquired under the FISI 401(k) plan since the date of the reporting person's last ownership report.
- Options vested in four equal annual installments beginning on July 26, 2007.
- Options vested in four equal annual installments beginning on July 25, 2008.
Billionaire Hedge Funds
