Filing Details

Accession Number:
0001209191-16-127313
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-13 15:26:51
Reporting Period:
2016-06-10
Filing Date:
2016-06-13
Accepted Time:
2016-06-13 15:26:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1552033 Transunion TRU () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1034196 Advent International Corp/Ma C/O Advent International Corporation
75 State Street, 29Th Floor
Boston MA 02109
No No Yes No
1461158 Partnership Limited 2008 Vi Gpe Partners Advent C/O Advent International Corporation
75 State Street, 29Th Floor
Boston MA 02109
No No Yes No
1461159 Partnership Limited Vi-A Gpe Partners Advent C/O Advent International Corporation
75 State Street, 29Th Floor
Boston MA 02109
No No Yes No
1466270 Partnership Limited 2009 Vi Gpe Partners Advent C/O Advent International Corporation
75 State Street, 29Th Floor
Boston MA 02109
No No Yes No
1474396 Partnership Limited Gp Vi Gpe C/O Advent International Corporation
75 State Street, 29Th Floor
Boston MA 02109
No No Yes No
1474398 Partnership Limited (Delaware) Gp Vi Gpe C/O Advent International Corporation
75 State Street, 29Th Floor
Boston MA 02109
No No Yes No
1490261 Partnership Limited 2010 Vi Gpe Partners Advent C/O Advent International Corporation
75 State Street, 29Th Floor
Boston MA 02109
No No Yes No
1490262 Partnership Limited 2010 Vi-A Gpe Partners Advent C/O Advent International Corporation
75 State Street, 29Th Floor
Boston MA 02109
No No Yes No
1639404 Partnership Limited Acquisition Advent-Transunion C/O Advent International Corporation
75 State Street, 29Th Floor
Boston MA 02109
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-06-10 18,000,000 $31.25 45,363,759 No 4 S Indirect See Notes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Notes
Footnotes
  1. The shares of common stock of the Issuer were sold in connection with a secondary offering of the common stock of the Issuer pursuant to the prospectus supplement, dated June 6, 2016, and accompanying registration statement on Form S-3, dated June 1, 2016.
  2. The shares of common stock of the Issuer reported herein exclude 52,582 shares of common stock of the Issuer previously held by Harry Gambill, a former industry advisor of Advent International Corporation ("AIC") (the "Gambill Shares"), who, pursuant to that certain letter agreement and proxy, each dated April 26, 2012, by and between Mr. Gambill and Advent-TransUnion Acquisition Limited Partnership ("ATUA") (the "Gambill Proxy"), granted ATUA sole voting power over the Gambill Shares. The Gambill Proxy is no longer in effect. ATUA disclaims beneficial ownership of the Gambill Shares and the reference to these shares in this report shall not be deemed an admission of beneficial ownership of such shares for purposes of Section 16 or any other purpose.
  3. ATUA directly owns 45,363,759 shares of common stock of the Issuer. The Advent Funds (as defined below) directly own all of the partnership interests in ATUA. ATUA, together with AIC, Advent International LLC ("AILLC"), GPE VI GP Limited Partnership ("GPE VI GP"), GPE VI GP (Delaware) Limited Partnership ("GPE VI (DE) GP") and the Advent Funds, are referred to herein as the "Reporting Persons". The shares directly owned by ATUA may be deemed beneficially owned by the other Reporting Persons; however, each Reporting Person disclaims beneficial ownership of these securities except to the extent of its respective pecuniary interest therein, if any, and the inclusion of these shares in their report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
  4. AIC is the manager of AILLC which is the general partner of each of GPE VI GP, GPE VI (DE) GP, Advent Partners GPE VI 2008 Limited Partnership, Advent Partners GPE VI 2009 Limited Partnership, Advent Partners GPE VI 2010 Limited Partnership, Advent Partners GPE VI-A Limited Partnership, and Advent Partners GPE VI-A 2010 Limited Partnership (collectively, the "AP Funds").
  5. GPE VI (DE) GP is the general partner of the following entities: Advent International GPE VI-C Limited Partnership, Advent International GPE VI-D Limited Partnership and GPE VI-E Limited Partnership (collectively, the "GPE VI (DE) GP Funds").
  6. GPE VI GP is the general partner of the following entities: Advent International GPE VI-G Limited Partnership, Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent Internal GPE VI-B Limited Partnership, and Advent International GPE VI-F Limited Partnership (collectively, the "GPE GP Funds" and together with the GPE VI (DE) GP Funds and the AP Funds, collectively the "Advent Funds").