Filing Details
- Accession Number:
- 0001193614-16-000090
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-13 11:53:08
- Reporting Period:
- 2016-06-10
- Filing Date:
- 2016-06-13
- Accepted Time:
- 2016-06-13 11:53:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1076481 | Sequenom Inc | SQNM | Measuring & Controlling Devices, Nec (3829) | 770365889 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1335581 | Carolyn Beaver | 3595 John Hopkins Court San Diego CA 92121 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-10 | 3,500 | $0.00 | 107,567 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-06-10 | 30,000 | $1.10 | 50,000 | No | 4 | P | Indirect | by Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | P | Indirect | by Spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2016-06-10 | 3,500 | $0.00 | 3,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
226,713 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $1.0899 to $1.12, inclusive. The reporting person undertakes to provide Sequenom, Inc., any security holder of Sequenom, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
- The shares subject to the options shall vest in 48 equal monthly installments commencing on 7/1/14, such that the shares subject to the option are fully vested on 7/1/18.
- The shares subject to the restricted stock unit began vesting in 4 equal annual installments commencing on 6/10/14, with annual vesting dates on 6/10/15, 6/10/16, 6/10/17 and 6/10/18 such the shares subject to the restricted stock units are fully vested on 6/10/18.