Filing Details

Accession Number:
0001193614-16-000090
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-13 11:53:08
Reporting Period:
2016-06-10
Filing Date:
2016-06-13
Accepted Time:
2016-06-13 11:53:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1076481 Sequenom Inc SQNM Measuring & Controlling Devices, Nec (3829) 770365889
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1335581 Carolyn Beaver 3595 John Hopkins Court
San Diego CA 92121
Svp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-10 3,500 $0.00 107,567 No 4 M Direct
Common Stock Acquisiton 2016-06-10 30,000 $1.10 50,000 No 4 P Indirect by Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 P Indirect by Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2016-06-10 3,500 $0.00 3,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
226,713 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $1.0899 to $1.12, inclusive. The reporting person undertakes to provide Sequenom, Inc., any security holder of Sequenom, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
  2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
  3. The shares subject to the options shall vest in 48 equal monthly installments commencing on 7/1/14, such that the shares subject to the option are fully vested on 7/1/18.
  4. The shares subject to the restricted stock unit began vesting in 4 equal annual installments commencing on 6/10/14, with annual vesting dates on 6/10/15, 6/10/16, 6/10/17 and 6/10/18 such the shares subject to the restricted stock units are fully vested on 6/10/18.