Filing Details
- Accession Number:
- 0001269847-16-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-13 09:38:39
- Reporting Period:
- 2016-06-08
- Filing Date:
- 2016-06-13
- Accepted Time:
- 2016-06-13 09:38:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
935036 | Aci Worldwide Inc. | ACIW | Services-Prepackaged Software (7372) | 470772104 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1078558 | G Philip Heasley | 3520 Kraft Road Suite 300 Naples FL 34105 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-08 | 4,863 | $10.87 | 1,389,266 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-06-08 | 4,863 | $22.00 | 1,384,403 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-06-09 | 16,439 | $21.73 | 1,367,964 | No | 4 | D | Direct | |
Common Stock | Disposition | 2016-06-09 | 4,162 | $0.00 | 1,363,802 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | D | Direct | |
No | 4 | J | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2016-06-08 | 4,863 | $0.00 | 4,863 | $10.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
295,137 | 2017-07-24 | No | 4 | M | Direct |
Footnotes
- Represents shares surrendered by the reporting person to pay the tax liability due upon the vesting of one-third of his performance-based restricted stock award granted on June 9, 2015.
- The performance-based restricted stock referred to in footnote 1 was earned at 90.4%. These shares reflect the remaining 9.6% of the unearned shares.
- The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan, as amended. The shares identified herein were sold under Mr. Heasley's Rule 10b5-1 plan dated March 17, 2016. Such shares were sold pursuant to the cashless exercise of options granted to Mr. Heasley on July 24, 2007, which would otherwise expire in accordance with their terms on July 24, 2017. As of the date of this report, Mr. Heasley's beneficial ownership of the securities reported herein is 2,101,758 shares, consisting of 1,363,802 shares directly owned and 737,956 shares subject to currently exercisable options with a weighted average exercise price of $13.61.