Home > Insider Trading > Filing (0000899243-16-022497)

Filing Details

Accession Number:: 0000899243-16-022497
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-06-10 19:45:39
Reporting Period:: 2016-06-08

Filing Date:: 2016-06-10
Accepted Time:: 2016-06-10 19:45:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1649338	Broadcom Ltd	AVGO	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1415357	Kenneth Hao	C/O Silver Lake Partners 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	No	No
1606815	Ltd. I Argo Slp	C/O Silver Lake Partners 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	No	No
1606817	Ltd. Ii Argo Slp	C/O Silver Lake Partners 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	No	No
1607255	Silver Lake Technology Investors Iv Cayman, L.p.	C/O Silver Lake Partners 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	No	No
1607376	Silver Lake (Offshore) Aiv Gp Iv, Ltd.	C/O Silver Lake Partners 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	No	No
1607377	Silver Lake Technology Associates Iv Cayman, L.p.	C/O Silver Lake Partners 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	No	No
1607380	Silver Lake Partners Iv Cayman (Aiv Ii), L.p.	C/O Silver Lake Partners 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares, No Par Value	Disposition	2016-06-08	3,040,660	$163.77	10,457,319	No	4	S	Indirect	Held through SLP Argo I Ltd.
Ordinary Shares, No Par Value	Disposition	2016-06-08	59,340	$163.77	202,748	No	4	S	Indirect	Held through SLP Argo II Ltd.
Ordinary Shares, No Par Value	Disposition	2016-06-08	15,500	$0.00	10,441,819	No	4	J	Indirect	Held through SLP Argo I Ltd.
Ordinary Shares, No Par Value	Disposition	2016-06-08	15,500	$0.00	0	No	4	J	Indirect	See footnote
Ordinary Shares, No Par Value	Disposition	2016-06-08	15,500	$0.00	0	No	4	J	Indirect	See footnote
Ordinary Shares, No Par Value	Disposition	2016-06-08	15,500	$0.00	3,342	No	4	G	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Held through SLP Argo I Ltd.
No	4	S	Indirect	Held through SLP Argo II Ltd.
No	4	J	Indirect	Held through SLP Argo I Ltd.
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	G	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Ordinary Shares, No Par Value	66,753	Indirect	See footnote
Ordinary Shares, No Par Value	18	Indirect	See footnote

Footnotes

This Form 4 is filed on behalf of SLP Argo I Ltd. ("Argo I"), SLP Argo II Ltd. ("Argo II"), Silver Lake Partners IV Cayman (AIV II), L.P. ("AIV II"), Silver Lake Technology Investors IV Cayman, L.P. ("SLTI IV"), Silver Lake Technology Associates IV Cayman, L.P. ("SLTA IV Cayman"), Silver Lake (Offshore) AIV GP IV, Ltd. ("AIV GP IV") and Mr. Kenneth Y. Hao. AIV II is the sole shareholder of Argo I. SLTI IV is the sole shareholder of Argo II. SLTA IV Cayman is the sole general partner of AIV II and SLTI IV, and AIV GP IV is the sole general partner of SLTA IV Cayman. Each of AIV GP IV, SLTA IV Cayman, SLTI IV, AIV II, Argo I and Argo II may be deemed to be a director by deputization of Broadcom Limited (the "Issuer"). Mr. Hao is a director of the Issuer.
AIV II, as the sole shareholder of Argo I, SLTA IV Cayman, as the sole general partner of AIV II, AIV GP IV, as the sole general partner of SLTA IV Cayman, and Mr. Hao, as a director of Argo I and AIV GP IV, may each be deemed to be the indirect beneficial owner of the securities directly owned by Argo I under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). However, pursuant to Rule 16a-1(a)(4) of the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing, and each Reporting Person (except for Argo I) disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any.
SLTI IV, as the sole shareholder of Argo II, SLTA IV Cayman, as the sole general partner of SLTI IV, AIV GP IV, as the sole general partner of SLTA IV Cayman, and Mr. Hao, as a director of Argo II and AIV GP IV, may each be deemed to be the indirect beneficial owner of the securities directly owned by Argo II under Rule 16a-1(a)(2) of the Exchange Act. However, pursuant to Rule 16a-1(a)(4) of the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing, and each Reporting Person (except for Argo II) disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any.
These securities are directly held by Argo I. See footnote (2).
These securities are directly held by Argo II. See footnote (3).
Represents a distribution by Argo I of ordinary shares of the Issuer to AIV II, its sole shareholder.
Represents a distribution by AIV II of ordinary shares of the Issuer to SLTA IV Cayman, its sole general partner. These ordinary shares of the Issuer were received by AIV II in connection with the distribution described in footnote 6 above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
Represents a distribution by SLTA IV Cayman of ordinary shares of the Issuer to the Hao Family Trust u/a/d 10/12/99. These ordinary shares of the Issuer were received by SLTA IV Cayman in connection with the distributions described in footnotes 6 and 7 above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
Represents a charitable donation of ordinary shares of the Issuer by the Hao Family Trust u/a/d 10/12/99. These ordinary shares of the Issuer were received by the Hao Family Trust u/a/d 10/12/99 in connection with the distributions reported above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
These securities are held by the Hao Family Trust u/a/d 10/12/99.
These securities are held by Mr. Hao for the benefit of certain entities affiliated with AIV GP IV ("Silver Lake"). Mr. Hao serves as a director of the Issuer. Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Hao, through his role at Silver Lake and its affiliates, may be deemed to have an indirect interest in these securities. Mr. Hao is a director of AIV GP IV.
These securities are held by Mr. Hao's family limited partnership.