Filing Details
- Accession Number:
- 0001209191-16-127172
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-10 18:42:41
- Reporting Period:
- 2016-06-09
- Filing Date:
- 2016-06-10
- Accepted Time:
- 2016-06-10 18:42:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1484504 | Gigamon Inc. | GIMO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1409173 | Mike Burns | C/O Gigamon Inc. 3300 Olcott Street Santa Clara CA 95054 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-06-09 | 12,409 | $11.02 | 102,369 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-06-09 | 12,409 | $34.02 | 89,960 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-06-09 | 949 | $31.01 | 89,011 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-06-09 | 3,754 | $34.00 | 85,257 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-06-09 | 3,745 | $34.02 | 81,512 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-06-09 | 12,409 | $0.00 | 12,409 | $11.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 62,053 | 2024-07-29 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2015.
- The reported securities represent restricted stock units, or RSUs, 1/16th of which shall vest on May 15, 2015 and 1/16th of which shall vest on the 15th of each August, November, February and May thereafter.
- The reported securities represent RSUs, 100% of which were fully vested and exercisable as of November 15, 2015.
- The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $34.00 to $34.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- 25% of the option shares vested on July 22, 2015 and the remaining shares vest in 36 equal monthly installments thereafter.
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