Filing Details

Accession Number:
0000899243-16-022426
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-10 16:17:16
Reporting Period:
2016-06-09
Filing Date:
2016-06-10
Accepted Time:
2016-06-10 16:17:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596946 Quotient Ltd QTNT In Vitro & In Vivo Diagnostic Substances (2835) 264719797
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604628 Jeremy Stackawitz Elizabeth House, 9 Castle Street
St Helier Y9 JE2 3RT
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2016-06-09 15,000 $10.00 127,741 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Ordinary Shares Employee Stock Option (right to buy) $11.92 2026-05-31 20,000 20,000 Direct
Ordinary Shares Multi-year Performance Based Restricted Stock Units $0.00 2018-12-31 20,000 20,000 Direct
Ordinary Shares Multi-year Performance Based Restricted Stock Units $0.00 2018-12-31 22,500 22,500 Direct
Ordinary Shares Employee Stock Option (right to buy) $15.17 2025-05-19 22,500 22,500 Direct
Ordinary Shares Employee Stock Option (right to buy) $8.00 2024-04-29 60,000 60,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-05-31 20,000 20,000 Direct
2018-12-31 20,000 20,000 Direct
2018-12-31 22,500 22,500 Direct
2025-05-19 22,500 22,500 Direct
2024-04-29 60,000 60,000 Direct
Footnotes
  1. The options will vest and become exercisable in three equal annual installments beginning on June 1, 2017.
  2. Each Multi-year Performance Based Restricted Stock Unit ("MRSU") represents a contingent right to receive one share of Quotient's ordinary shares. The MRSUs vest upon Quotient's ordinary shares achieving a volume weighted average market price of $40.00 per share for 20 consecutive trading days during the period April 1, 2018 to December 31, 2018.
  3. Each MRSU represents a contingent right to receive one share of Quotient's ordinary shares. The MRSUs vest upon Quotient's ordinary shares achieving a volume weighted average market price of $60.00 per share for 20 consecutive trading days during the period April 1, 2018 to December 31, 2018.
  4. 7,500 options vested on 5/20/2016 and remain exercisable, 7,500 will vest on 5/20/2017, 7,500 will vest on 5/20/2018.
  5. 40,000 options have vested and remain exercisable, 20,000 options will vest on 4/29/2017.