Filing Details
- Accession Number:
- 0001140361-16-069461
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-10 16:15:26
- Reporting Period:
- 2016-06-09
- Filing Date:
- 2016-06-10
- Accepted Time:
- 2016-06-10 16:15:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1572552 | Asterias Biotherapeutics Inc. | AST | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229339 | D Alfred Kingsley | 6300 Dumbarton Circle Fremont CA 94555 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-06-09 | 4,000 | $2.93 | 9,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |