Filing Details

Accession Number:
0001140361-16-069461
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-10 16:15:26
Reporting Period:
2016-06-09
Filing Date:
2016-06-10
Accepted Time:
2016-06-10 16:15:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1572552 Asterias Biotherapeutics Inc. AST () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229339 D Alfred Kingsley 6300 Dumbarton Circle
Fremont CA 94555
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-09 4,000 $2.93 9,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct